Find the Best Financial Advisors in Orange County, California

Living in Orange County, CA, can be a dream, but without a financial advisor in Orange County looking after your finances, you may have a rude awakening. Whether saving for a large expenditure or retirement planning, Orange County, CA, residents can benefit from hiring a local financial advisor in California. But how do you find the right financial advisors? Orange County, CA, has scores of fiduciary professionals and that's where we come in. Indyfin helps you find the best financial advisors in Orange County. Whether they prefer to work with large firms or independent financial advisors, Orange County residents can turn to us for help locating their best option.

Best Financial Advisors in Orange County

Top Financial Firms

Rank Financial Advisor Assets Managed
1 Sageview Advisory Group, LLC $851,817,973.00
Total Clients Clients Per Advisor Minumum Assets
1505 13 Not Mentioned
Financial Services
  • Retirement Planning
  • Wealth Management
  • Executive Benefits
  • Investment Consulting
Rank Financial Advisor Assets Managed
2 Hollencrest Capital Management $2,080,144,444.00
Total Clients Clients Per Advisor Minumum Assets
365 24 Not Mentioned
Financial Services
  • Wealth Management
  • Investment Management
  • Financial Planning
  • Real Estate Private Equity
  • Venture Capital Investments
  • Tax Planning
  • Estate Planning
  • Legal Advisory
  • Philanthropy
Rank Financial Advisor Assets Managed
3 Canterbury Consulting Incorporated $1,468,874,122.00
Total Clients Clients Per Advisor Minumum Assets
98 8 Not Mentioned
Financial Services
  • Wealth management
  • Risk management
  • Socially responsible investing
  • Charitable giving
Rank Financial Advisor Assets Managed
4 Beacon Pointe Advisors, LLC $19,247,028,261.00
Total Clients Clients Per Advisor Minumum Assets
10,445 53 Not Mentioned
Financial Services
  • Financial planning
  • Retirement planning
  • Estate planning
  • Life transition planning
  • Tax strategies
  • Active and passive investment strategies
  • Institutional strategies
  • Socially responsible investment options
Rank Financial Advisor Assets Managed
5 Benefit Financial Services Group $1,029,309,364.00
Total Clients Clients Per Advisor Minumum Assets
721 40 Not Mentioned
Financial Services
  • Individual and institutional wealth management
  • Retirement planning
  • Investment management
  • Financial planning
Rank Financial Advisor Assets Managed
6 Balboa Wealth Partners, Inc. $486,274,308.00
Total Clients Clients Per Advisor Minumum Assets
599 27 No Minimum
Financial Services
  • Financial planning
  • Investment management
  • Retirement plan administration
  • Estate planning
Rank Financial Advisor Assets Managed
7 Burnham Gibson Wealth Advisors, LLC $454,920,746.00
Total Clients Clients Per Advisor Minumum Assets
453 28 No Minimum
Financial Services
  • Comprehensive wealth management services
  • Employee benefits
  • Risk management
Rank Financial Advisor Assets Managed
8 Cooper McManus $979,021,664.00
Total Clients Clients Per Advisor Minumum Assets
1967 57 Not Mentioned
Financial Services
  • Retirement planning
  • Insurance coverage
  • Tax strategies
  • Estate planning
  • Investment management
  • Financial planning
  • Business consulting
Rank Financial Advisor Assets Managed
9 Spectrum Asset Management Inc. $556,249,584.00
Total Clients Clients Per Advisor Minumum Assets
319 35 Not Mentioned
Financial Services
  • Wealth Management
  • Financial Planning
  • Invesment Mangement
Rank Financial Advisor Assets Managed
10 Alpha Cubed Investments, LLC $2,011,638,154.00
Total Clients Clients Per Advisor Minumum Assets
1471 73 Not Mentioned
Financial Services
  • Financial planning
  • Wealth management
  • Retirement planning
  • Education planning
  • Tax and estate planning

Top Financial Firms

Rank
1
Financial Advisor
Sageview Advisory Group, LLC
Assets Managed Total Clients
$851,817,973.00 1505
Clients Per Advisor Minumum Assets
13 Not Mentioned
Financial Services
  • Retirement Planning
  • Wealth Management
  • Executive Benefits
  • Investment Consulting
Rank
2
Financial Advisor
Hollencrest Capital Management
Assets Managed Total Clients
$2,080,144,444.00 365
Clients Per Advisor Minumum Assets
24 Not Mentioned
Financial Services
  • Wealth Management
  • Investment Management
  • Financial Planning
  • Real Estate Private Equity
  • Venture Capital Investments
  • Tax Planning
  • Estate Planning
  • Legal Advisory
  • Philanthropy
Rank
3
Financial Advisor
Canterbury Consulting Incorporated
Assets Managed Total Clients
$1,468,874,122.00 98
Clients Per Advisor Minumum Assets
8 Not Mentioned
Financial Services
  • Wealth management
  • Risk management
  • Socially responsible investing
  • Charitable giving
Rank
4
Financial Advisor
Beacon Pointe Advisors, LLC
Assets Managed Total Clients
$19,247,028,261.00 10,445
Clients Per Advisor Minumum Assets
53 Not Mentioned
Financial Services
  • Financial planning
  • Retirement planning
  • Estate planning
  • Life transition planning
  • Tax strategies
  • Active and passive investment strategies
  • Institutional strategies
  • Socially responsible investment options
Rank
5
Financial Advisor
Benefit Financial Services Group
Assets Managed Total Clients
$1,029,309,364.00 721
Clients Per Advisor Minumum Assets
40 Not Mentioned
Financial Services
  • Individual and institutional wealth management
  • Retirement planning
  • Investment management
  • Financial planning
Rank
6
Financial Advisor
Balboa Wealth Partners, Inc.
Assets Managed Total Clients
$486,274,308.00 599
Clients Per Advisor Minumum Assets
27 No Minimum
Financial Services
  • Financial planning
  • Investment management
  • Retirement plan administration
  • Estate planning
Rank
7
Financial Advisor
Burnham Gibson Wealth Advisors, LLC
Assets Managed Total Clients
$454,920,746.00 453
Clients Per Advisor Minumum Assets
28 No Minimum
Financial Services
  • Comprehensive wealth management services
  • Employee benefits
  • Risk management
Rank
8
Financial Advisor
Cooper McManus
Assets Managed Total Clients
$979,021,664.00 1967
Clients Per Advisor Minumum Assets
57 Not Mentioned
Financial Services
  • Retirement planning
  • Insurance coverage
  • Tax strategies
  • Estate planning
  • Investment management
  • Financial planning
  • Business consulting
Rank
9
Financial Advisor
Spectrum Asset Management Inc.
Assets Managed Total Clients
$556,249,584.00 319
Clients Per Advisor Minumum Assets
35 Not Mentioned
Financial Services
  • Wealth Management
  • Financial Planning
  • Invesment Mangement
Rank
10
Financial Advisor
Alpha Cubed Investments, LLC
Assets Managed Total Clients
$2,011,638,154.00 1471
Clients Per Advisor Minumum Assets
73 Not Mentioned
Financial Services
  • Financial planning
  • Wealth management
  • Retirement planning
  • Education planning
  • Tax and estate planning

Top Financial Firms

Rank Financial Advisor Assets Managed Total Clients Clients Per Advisor Minumum Assets Financial Services
1 Sageview Advisory Group, LLC
$851,817,973.00 1505 13 Not Mentioned
  • Retirement Planning
  • Wealth Management
  • Executive Benefits
  • Investment Consulting
2 Hollencrest Capital Management
$2,080,144,444.00 365 24 Not Mentioned
  • Wealth Management
  • Investment Management
  • Financial Planning
  • Real Estate Private Equity
  • Venture Capital Investments
  • Tax Planning
  • Estate Planning
  • Legal Advisory
  • Philanthropy
3 Canterbury Consulting Incorporated
$1,468,874,122.00 98 8 Not Mentioned
  • Wealth management
  • Risk management
  • Socially responsible investing
  • Charitable giving
4 Beacon Pointe Advisors, LLC
$19,247,028,261.00 10,445 53 Not Mentioned
  • Financial planning
  • Retirement planning
  • Estate planning
  • Life transition planning
  • Tax strategies
  • Active and passive investment strategies
  • Institutional strategies
  • Socially responsible investment options
5 Benefit Financial Services Group
$1,029,309,364.00 721 40 Not Mentioned
  • Individual and institutional wealth management
  • Retirement planning
  • Investment management
  • Financial planning
6 Balboa Wealth Partners, Inc.
$486,274,308.00 599 27 No Minimum
  • Financial planning
  • Investment management
  • Retirement plan administration
  • Estate planning
7 Burnham Gibson Wealth Advisors, LLC
$454,920,746.00 453 28 No Minimum
  • Comprehensive wealth management services
  • Employee benefits
  • Risk management
8 Cooper McManus
$979,021,664.00 1967 57 Not Mentioned
  • Retirement planning
  • Insurance coverage
  • Tax strategies
  • Estate planning
  • Investment management
  • Financial planning
  • Business consulting
9 Spectrum Asset Management Inc.
$556,249,584.00 319 35 Not Mentioned
  • Wealth Management
  • Financial Planning
  • Invesment Mangement
10 Alpha Cubed Investments, LLC
$2,011,638,154.00 1471 73 Not Mentioned
  • Financial planning
  • Wealth management
  • Retirement planning
  • Education planning
  • Tax and estate planning

Find Financial Firms in Popular Locations Nearby

Top Financial Firms

  • Sageview Advisory Group, LLC

    Sageview offers a complete suite of retirement advisory services and proprietary processes designed for transparency. They offer retirement planning, wealth management, executive benefits, investment consulting, and a range of institutional products and services.

    Fee Structure
    • Minimum Planning Fee: $500
    • Hourly Planning Available: Yes
    • Hourly Planning Rate: $100-250 per hour
    • Flat Fee Financial Planning: Yes
    • Minimum Asset Requirement: Not Mentioned
    • Asset Management Fee: Negotiated as a percentage of assets under management.
    • Overall Rank

      100%

    • AUM

      $851,817,973.00

    • Total Clients

      1505

    • Clients per Advisor

      13

  • Hollencrest Capital Management

    Hollencrest provides tailored wealth solutions, access to private investments, and high-touch personalized services. Their primary focus is helping entrepreneurs, executives, and multi-generational families preserve wealth and capitalize on growth opportunities. Their services include wealth management, investment management, financial planning, real estate private equity, venture capital investments, tax planning, estate planning, legal advisory, philanthropy, and more.

    Fee Structure
    • Hourly Planning Available: Not Mentioned
    • Flat Fee Financial Planning: Not Mentioned
    • Minimum Asset Requirement: Not Mentioned
    • Minimum Asset Management Fee: Not Mentioned
    • Asset Management Fee: Negotiated as a percentage of assets under management dependent upon portfolio
    • Overall Rank

      100%

    • AUM

      $2,080,144,444.00

    • Total Clients

      355

    • Clients per Advisor

      24

  • Canterbury Consulting Incorporated

    Canterbury Consulting is a 100% employee-owned and operated firm. Their core value is to remain independent fiduciaries and they achieve this by not selling any products as a firm or maintaining any relationships with other financial institutions.

    Fee Structure
    • Hourly Planning Available: Not Mentioned
    • Flat Fee Financial Planning: Not Mentioned
    • Minimum Asset Requirement: Not Mentioned
    • Minimum Asset Management Fee: Not Mentioned
    • Asset Management Fee: Negotiated as a percentage of assets under management dependent upon portfolio
    • Overall Rank

      99%

    • AUM

      $1,468,874,122.00

    • Total Clients

      98

    • Clients per Advisor

      8

  • Beacon Pointe Advisors, LLC

    Beacon Pointe Advisors is the largest female-led Registered Investment Advisory firm in the nation working with institutions, defined contribution plans, individuals and families. They provide full financial planning services including but not limited to: financial planning, retirement planning, estate planning, life transition planning, tax strategies, active and passive investment strategies, institutional strategies, and socially responsible investment options.

    Fee Structure
    • Hourly Planning Available: Yes
    • Flat Fee Financial Planning: Yes
    • Minimum Asset Requirement: Not Mentioned
    • Minimum Asset Management Fee: Not Mentioned
    • Asset Management Fee: Negotiated as a percentage of assets under management
    • Overall Rank

      99%

    • AUM

      $19,247,028,261.00

    • Total Clients

      10,445

    • Clients per Advisor

      53

  • Benefit Financial Services Group

    Benefit Financial Services Group focuses on helping clients achieve their personal financial, investment, and retirement objectives. BFS works with families, individuals, and charitable organizations. Services include individual and institutional wealth management, retirement planning, investment management, and financial planning.

    Fee Structure
    • Minimum Planning Fee: $1,000
    • Hourly Planning Available: Yes
    • Hourly Planning Rate: $50-350 per hour
    • Flat Fee Financial Planning: Yes
    • Minimum Asset Requirement: $100,000
    • Minimum Asset Management Fee: $5,500 per year
    • Asset Management Fee: Negotiated as a percentage of assets under management
    • Overall Rank

      98%

    • AUM

      $1,029,309,364.00

    • Total Clients

      721

    • Clients per Advisor

      40

  • Balboa Wealth Partners, Inc.

    Balboa Wealth Partners combines quality asset management and client service in a boutique setting designed for clients and advisors who serve them. The Balboa model delivers high-touch, responsive service paired with access to institutional investment expertise in a way that reduces fees while providing comprehensive planning and reporting.

    Fee Structure
    • Minimum Planning Fee: $1,500
    • Hourly Planning Available: Yes
    • Hourly Planning Rate: Up to $350 per hour
    • Flat Fee Financial Planning: Yes
    • Minimum Asset Requirement: No Minimum
    • Minimum Asset Management Fee:
    • Maximum Annual Fee: exclude point if not mentioned
    • Asset Management Fee: Negotiated as a percentage of assets under management dependent upon portfolio
    • Overall Rank

      97%

    • AUM

      $486,274,308.00

    • Total Clients

      599

    • Clients per Advisor

      27

  • Burnham Gibson Wealth Advisors, LLC

    Burnham Gibson is a community oriented firm with a heavy presence in philanthropic events, volunteering their time and services to charitable organizations. They offer comprehensive wealth management services, employee benefits, risk management, and more.

    Fee Structure
    • Hourly Planning Available: Yes
    • Hourly Planning Rate: $150-750 per hour
    • Flat Fee Financial Planning: Yes
    • Minimum Asset Requirement: No Minimum
    • Minimum Asset Management Fee: Not Mentioned
    • Asset Management Fee
      • Assets Under Management Asset Management Fee
      0 - 249,999 1.75%
      250,000 - 499,999 1.50%
      500,000 - 999,999 1.25%
      1,000,000 - 1,999,999 1.00%
      2,000,000 - 4,999,999 .80%
      5,000,000 - 10,000,000 .70%
      10,000,000 and over .6%
    • Overall Rank

      97%

    • AUM

      $454,920,746.00

    • Total Clients

      453

    • Clients per Advisor

      28

  • Cooper McManus

    Cooper McManus has over 135 years of experience in the financial services industry. They can provide guidance on a range of issues: retirement planning, insurance coverage, tax strategies, estate planning, investment management, financial planning, and business consulting.

    Fee Structure
    • Hourly Planning Available: Not Mentioned
    • Flat Fee Financial Planning: Not Mentioned
    • Minimum Asset Requirement: Not Mentioned
    • Minimum Asset Management Fee: Not Mentioned
    • Asset Management Fee: Negotiated as a percentage of assets under management
    • Overall Rank

      97%

    • AUM

      $979,021,664.00

    • Total Clients

      1967

    • Clients per Advisor

      57

  • Spectrum Asset Management Inc.

    Spectrum's global perspective, deep knowledge and extensive experience uniquely position the firm to assist investors seeking the income, total return and diversification potential offered by a professionally managed portfolio of preferred securities.

    Fee Structure
    • Hourly Planning Available: Yes
    • Flat Fee Financial Planning: Yes
    • Minimum Asset Requirement: Not Mentioned
    • Minimum Asset Management Fee: Not Mentioned
    • Asset Management Fee: Negotiated as a percentage of assets under management
    • Overall Rank

      97%

    • AUM

      $556,249,584.00

    • Total Clients

      319

    • Clients per Advisor

      15

  • Alpha Cubed Investments, LLC

    Alpha Cubed Investments has the goal of developing a multigenerational partnership with their clients. Things like retirement planning, education planning, tax and estate planning considerations, or even just the basics like covering essentials and preparing for future generations are all common concerns that can be addressed by developing a personal financial plan.

    Fee Structure
    • Hourly Planning Available: Yes
    • Flat Fee Financial Planning: Yes
    • Minimum Asset Requirement: Not Mentioned
    • Minimum Asset Management Fee: Not Mentioned
    • Asset Management Fee: Negotiated as a percentage of assets under management
    • Overall Rank

      96%

    • AUM

      $2,011,638,154.00

    • Total Clients

      1471

    • Clients per Advisor

      73

Our Methodology

We performed this analysis using the SEC Investment Adviser Public Disclosure database. To be considered for this list, we analyzed all investment advisory firms with headquarters in Orange County, CA with at least one retail client for whom the firm provided financial planning or investment management services in the previous year. We then ranked each of the firms based on total assets under management for retail clients, total retail clients, and total number of clients per employee that perform investment advisory functions (1). Thereafter, we ranked all of the firms based on their average rankings using these criteria. Firms listed below ranked in the top ten percent of such 145 firms.

(1) Per section 5B(1), 5C(1), 5D(a), and 5D(b) of ADV filings
Meet Advisors infas fa-map-marker-altOrange County, California

FAQs That Californians Should Ask

  • California financial advisors can assist their clients in a wide variety of wealth management-related ways. They can help plan out financial goals, such as retirement or saving up for a large purchase, like a house. They can also help you anticipate market changes, so you can be better prepared and make informed adjustments to your portfolio based on your unique needs.

  • The right time to hire a financial advisor is dependent on each individual's circumstances. In general, investors who are able to save roughly 20% of their income should consider hiring a local financial advisor. However, those who just inherited money, are going through a divorce, or have just lost a spouse may also want to find a financial advisor to help them navigate those life events from a financial perspective.

  • Yes. You should always call ahead to book an appointment with a financial advisor to ensure that you'll have enough time to go over everything you need to discuss.

  • For help locating the best advisors who work virtually, turn to Indyfin! Finding financial advisors who work virtually isn't the challenge it once was. More and more advisors are beginning to offer this in-demand service with each passing year.

  • Financial advisors typically charge up to 1% of the amount that they manage for you, though some charge a flat annual, hourly, or per-plan fee. Annual fees may range from $2,000 to $8,000, while hourly rates are usually $200 to $400.

  • When hiring a financial advisor, ask questions about their credentials, their fiduciary status, how they plan to work with you, and their fee structure. Don't hesitate to ask them to explain something again if you didn't understand.

  • When you review a fiduciary professional, you should cover their fee structure and transparency, the services they offer, and their qualifications/background. You should also be sure to mention your level of satisfaction.

  • Orange County, CA, financial advisors need several licenses to work within the city and state, including a series 3 (national commodities futures examination) license, a series 6 (securities) license, a series 7 (general securities) license, a series 63 license that allows them to work in the state, and a series 65 license if they plan to charge based on fees instead of commission.